FEATURES

Universal Features

  • Saphyre’s patented AI remembers the relationship, as well as manages, all data and documents between your firm and your counterparties/clients.

  • Tracking missing/received documents, go-live status of markets, market-based document status, and settlement instructions.

  • Enable messaging notifications with you and your clients, auto-authenticate logins, and enable specific apps for teams (Ready-To-Trade).


Asset Owners

  • Manages new account opening & maintenance events with custodians/prime-brokers and synchronizes activities between Markets, Legal, Tax, & Op teams.

  • Managing fund delegations to Investment Managers/Sub-Advisors with traceability to their Brokers.

  • KYC: KYC/KYD workflow tool. Automated KYC document requests and questionnaires (for your clients, investors, asset owners, etc).

    KYC+: Automated KYC Refreshes. Document prompts (for previously provided documents and answers previously provided on KYC questionnaires).

    Legal: Legal amendment and negotiation workflow tool (for buy-sides negotiating/tracking custodians setting up custody agreements or tri-party CCAs, brokers establishing legal agreements with their buy-side clients, and more).

    Legal+: Reduce risk with automated Daily NAV termination event alerts (across all agreement types). Broker notifications & waiver workflow.

    Fund Accounting: Provide workflow with pre-filled data for fund accounting onboarding, including document requests.

    Investment Manager Transitions: Move accounts, and all associated data and documents, from one incumbant investment manager to another.

  • Custody Transitions: Move accounts, and all associated data and documents, from one incumbant custodian to another. This will include any respective asset transfers.

    Custody Asset Transfer: Full or partial transfer of assets from one custodian account to another.


Asset Managers & Hedge Funds

  • Manages new account opening & maintenance events with custodians/prime-brokers and synchronizes activities between Markets, Legal, Tax, & Op teams.

  • Managing new fund/product onboardings & maintenance events with brokers/prime-brokers as well as synchronizing activities between Credit, Legal, Tax, & Op teams.

  • KYC: KYC/KYD workflow tool. Automated KYC document requests and questionnaires (for your clients, investors, asset owners, etc).

    KYC+: Automated KYC Refreshes. Document prompts (for previously provided documents and answers previously provided on KYC questionnaires).

    Legal: Legal amendment and negotiation workflow tool (for buy-sides negotiating/tracking custodians setting up custody agreements or tri-party CCAs, brokers establishing legal agreements with their buy-side clients, and more).

    Legal+: Reduce risk with automated Daily NAV termination event alerts (across all agreement types). Broker notifications & waiver workflow.

    Fund Accounting: Provide workflow with pre-filled data for fund accounting onboarding, including document requests.

    Investment Manager Transitions: Move accounts, and all associated data and documents, from one incumbant investment manager to another.

  • Custody Transitions: Move accounts, and all associated data and documents, from one incumbant custodian to another. This will include any respective asset transfers.

    Custody Asset Transfers: Full or partial transfer of assets from one custodian account to another.


Custodians

  • Manages new account opening & maintenance events with buy-side/asset owner/clients and synchronizes activities between Markets, Legal, Tax, & Op teams.

  • KYC: KYC/KYD workflow tool. Automated KYC document requests and questionnaires (for your clients; brokers/ custodians with their buy-side clients or asset owners, etc).

    KYC+: Automated KYC Refreshes. Document prompts (for previously provided documents and answers previously provided on KYC questionnaires).

    Sub-Custodian Workflow: Linked sub-workflows for sub-custodians related to a client/ investment manager’s market opening or maintenance requests (all documents, data, and questionnaire-related rules are linked to all teams involved – providing a seamless experience).

    Legal: Legal amendment and negotiation workflow tool (for buy-sides negotiating/tracking custodians setting up custody agreements or tri-party CCAs, brokers establishing legal agreements with their buy-side clients, and more).

    Fund Accounting: Provide workflow with pre-filled data for fund accounting onboarding, including document requests.

    Questionnaires: Customized firm-based questionnaires built specifically for your workflows & teams, as well as market-based rules for document requirements.

    AUTOMATED TASKS: Auto-generate tasks assigned to one or more teams within your firm or to your counterparty/client (triggered by rules such as the domicile of the fund, the fund type, entity type, markets/ products onboarded, etc).


Broker-Dealers

  • Managing new fund/product onboardings & maintenance events with buy-side client as well as synchronizing activities between Credit, Legal, Tax, & Op teams.

  • KYC: KYC/KYD workflow tool. Automated KYC document requests and questionnaires (for your clients, investors, asset owners, etc).

    KYC+: Automated KYC Refreshes. Document prompts (for previously provided documents and answers previously provided on KYC questionnaires).

    Legal: Legal amendment and negotiation workflow tool (for buy-sides negotiating/tracking custodians setting up custody agreements or tri-party CCAs, brokers establishing legal agreements with their buy-side clients, and more).

    Legal+: Reduce risk with automated Daily NAV termination event alerts (across all agreement types). Broker notifications & waiver workflow.

    Questionnaires: Customized firm- based questionnaires built specifically for your workflows & teams (based on rules for when they are triggered).

    Auto-SSI Enrichment: Eliminates separate sell-side databases and shortening 5+ hours of manual labor by sell-side firms.


Prime Brokers

  • Managing new fund/product onboardings & maintenance events with buy-side client as well as synchronizing activities between Credit, Legal, Tax, & Op teams.

  • Manages new account opening & maintenance events on behalf of clients and synchronizes activities between Markets, Legal, Tax, & Op teams.

  • KYC: KYC/KYD workflow tool. Automated KYC document requests and questionnaires (for your clients; brokers/custodians with their buy-side clients or asset owners, etc).

    KYC+: Automated KYC Refreshes. Document prompts (for previously provided documents and answers previously provided on KYC questionnaires).

    Legal: Legal amendment and negotiation workflow tool (for buy-sides negotiating/tracking custodians setting up custody agreements or tri-party CCAs, brokers establishing legal agreements with their buy-side clients, and more).

    Legal+: Reduce risk with automated Daily NAV termination event alerts (across all agreement types). Broker notifications & waiver workflow.

    Questionnaires: Customized firm-based questionnaires built specifically for your workflows & teams (based on rules for when they are triggered).

    Automated Tasks: Auto-generate tasks assigned to one or more teams within your firm or to your counterparty/client (triggered by rules such as the domicile of the fund, the fund type, entity type, markets/ products onboarded, etc).

    Auto-SSI Enrichment: Eliminates separate sell-side databases and shortening 5+ hours of manual labor by sell-side firms.